Quattro Financial Advisors

RIASEC RegisteredEst. 2016
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$5.6M
Accounts
296
Employees
3
Advisory reps
4

Firm details

Headquarters
The Woodlands, Texas
CRD number
284852
Registered since
August 22, 2016
Custodians
J.P. MORGAN SECURITIES INC., UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC.
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles63.41%
  • Corporations / Businesses31.67%
  • HNWI4.92%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Quattro Financial Advisors is an SEC-registered LLC that began registering in 2016 and is individually owned. The firm serves both individual & family clients and institutional accounts, charging fees as a percentage of assets under management. Its advisory work centers on portfolio management for individuals and small businesses and on managing pooled investment vehicles. Quattro does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Investment Grade Corp Bonds 24%, US Government Bonds 17%, Cash & Cash Equivalents 10%, Private Funds 1%48%
  • Exchange Traded Equities48%
  • Investment Grade Corp Bonds24%
  • US Government Bonds17%
  • Cash & Cash Equivalents10%
  • Private Funds1%

Owners & executives

2 of 2
  • Yves Cochez

    Yves Cochez

    Chief Investment OfficerCRD 5622010

  • Laura Torroja

    Chief Compliance OfficerCRD 7176374

Contacts

2 of 2
  • Jose Luis Llamas

    Jose Luis Llamas

    Managing MemberCRD 5664799

  • Jose Ernesto

    CRD 7826167

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 55

Active vs passive

$423M in ETFs

Passive

100%

$422M

Active

0%

$846K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO SHORT TERM CORPORATE BOND ETF (SPSB)State StreetPassiveShort Term Bond$36.5M1,214,7818.61%

Location

Primary office

The Woodlands, TX

Montgomery

Location

The Woodlands, TX

Headquartered in The Woodlands, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Montgomery
Address
1725 Hughes Landing Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth