Quantum Financial Advisors, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 317386
- Registered since
- January 3, 2022
- Website
- quantumadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.94%
- Individuals19.21%
- Pension & Profit Sharing Plans0.82%
- Corporations / Businesses0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Quantum Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm focuses on serving individual and family clients with a mix of financial planning and portfolio management for individuals and small businesses, and it lists pension consulting among its advisory activities. Its fee arrangements include asset-based fees, hourly charges, and fixed fees. The firm identifies itself as an active ESG investor and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Other1%
Owners & executives
3 of 4
David Dewolf
Chief Financial Officer & PartnerCRD 4989155
Darius Gagne
Partner, Chief Investment OfficerCRD 2886373
Scott Swanson
Chief Operating Officer & PartnerCRD 6491551
Contacts
3 of 10
Tracy Shemano
Client Service AssociateCRD 2309084
Alexandra Long
Senior Client AssociateCRD 6497381
Adam Salas
Financial AdvisorCRD 5863423
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 75Active vs passive
$856M in ETFs
28%
$239M
71%
$617M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 100 ETF (OEF) | BlackRock | Passive | Large Blend | $100M | 414,288 | 11.69% |
Location
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 530 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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