Quantum Financial Advisors, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 317386
- Registered since
- January 3, 2022
- Website
- quantumadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.94%
- Individuals19.21%
- Pension & Profit Sharing Plans0.82%
- Corporations / Businesses0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Quantum Financial Advisors, LLC is an independent registered investment adviser that entered SEC registration in 2022 and is owned by an individual principal. The firm concentrates on wealth services for individual and family clients, with advisory offerings that include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Compensation is a mix of percentage-of-AUM billing alongside hourly and fixed fees. The firm identifies itself as an active ESG investor and does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds37%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
- Other1%
Owners & executives
3 of 4
David Dewolf
Chief Financial Officer & PartnerCRD 4989155
Darius Gagne
Partner, Chief Investment OfficerCRD 2886373
Scott Swanson
Chief Operating Officer & PartnerCRD 6491551
Contacts
3 of 11
Tracy Shemano
Client Service AssociateCRD 2309084
Alexandra Long
Senior Client AssociateCRD 6497381
Adam Salas
Financial AdvisorCRD 5863423
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 76Active vs passive
$943M in ETFs
26%
$244M
73%
$699M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $116M | 907,573 | 12.32% |
Location
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 530 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
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