Quadcap Wealth Management, LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$679K
Accounts
1,974
Employees
23
Advisory reps
15

Firm details

Headquarters
Frisco, Texas
CRD number
151490
Registered since
April 17, 2014
Website
www.quadcapwm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI94.66%
  • Individuals4.44%
  • Charitable Organizations0.72%
  • Pension & Profit Sharing Plans0.17%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Quadcap Wealth Management, LLC is an independent SEC-registered advisory firm formed in 2014 and owned by an individual principal. It acts as a capital allocator for private clients and focuses on individuals and families, offering fee models that include percentage-of-AUM billing and fixed fees. Core services are financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. The firm also lists accounting among its business activities. Quadcap does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, State & Local Bonds 10%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 5%, US Government Bonds 4%, Investment Grade Corp Bonds 3%70%
  • Exchange Traded Equities70%
  • State & Local Bonds10%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents5%
  • US Government Bonds4%

Owners & executives

3 of 5
  • Cortnie Rodriguez

    Cortnie Rodriguez

    SVP, CFOCRD 6070125

  • David Blair

    David Blair

    CEO & Founding PartnerCRD 4442248

  • Natalie Lomas

    Partner, Chief Operating OfficerCRD 7856058

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Contacts

3 of 10
  • Anne Robinson

    Anne Robinson

    Tax SpecialistCRD 5370418

  • Alexandra McConnell

    Alexandra McConnell

    ParaplannerCRD 7859521

  • Christian Patterson

    Christian Patterson

    Wealth AdvisorCRD 6985618

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 196

Active vs passive

$753M in ETFs

Passive

53%

$400M

Active

37%

$353M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN US QUALITY FACTOR ETF (JQUA)JP MorganPassiveLarge Blend$91.1M1,260,44912.09%
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Location

Primary office

Frisco, TX

Collin

Location

Frisco, TX

Headquartered in Frisco, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
2600 Network Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth