Brindle & Bay Financial Advisors, LLC

RIASEC RegisteredEst. 2024
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$295K
Accounts
627
Employees
4
Advisory reps
4

Firm details

Headquarters
Frisco, Texas
CRD number
291747
Registered since
September 3, 2024
Website
www.brindleandbay.com
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.26%
  • Individuals30.74%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Brindle & Bay Financial Advisors, LLC is an independent, owner-operated registered investment adviser that provides fee-based financial planning and discretionary portfolio management for individual and family clients, as well as small-business owners. The firm’s fee arrangements include both an asset-based percentage of AUM and fixed fees. Its SEC registration dates to 2024. Filings indicate it does not identify as an active ESG investor and its declared advisory activities focus on financial planning and portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 14%, Cash & Cash Equivalents 6%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents6%

Contacts

3 of 4
  • Andrew Bencivenga

    Andrew Bencivenga

    Lead Financial PlannerCRD 7293159

  • Nicolas Davis

    Nicolas Davis

    FounderCRD 6627447

  • Nicholas Simonson

    Nicholas Simonson

    Investment Adviser RepresentativeCRD 7895265

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$189M in ETFs

Passive

95%

$180M

Active

2%

$8.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$23.1M31,42212.28%
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Location

Primary office

Frisco, TX

Collin

Location

Frisco, TX

Headquartered in Frisco, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
5899 Preston Rd
Time zone
CT (UTC-6)
Office locations

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