BRINDLE & BAY FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$295K
Accounts
627
Employees
4
Advisory reps
3

Firm details

Headquarters
FRISCO, Texas
CRD number
291747
Registered since
September 3, 2024
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.26%
  • Individuals30.74%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Brindle & Bay Financial Advisors, LLC is an independent registered investment adviser that began SEC registration in 2024 and is organized as a limited liability company owned by an individual. The firm serves individual and family clients, offering financial planning and discretionary portfolio management tailored to individuals and small businesses. Its fee schedule blends percentage-of-AUM billing with fixed fees rather than commission-based or performance-only arrangements. The firm reports it is not a capital allocator and does not identify as an active ESG investor. It lists an insurance company among its industry affiliations and focuses its advisory activity on traditional planning and portfolio management rather than institutional or pension consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 14%, Cash & Cash Equivalents 6%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities14%
  • Cash & Cash Equivalents6%

Contacts

3 of 3
  • Andrew Bencivenga

    Lead Financial PlannerCRD 7293159

  • Nicolas Davis

    FounderCRD 6627447

  • TORI TEN HAGEN

    Financial PlannerCRD 7606463

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 49

Active vs passive

$157M in ETFs

Passive

95%

$150M

Active

2%

$7.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$17.1M267,54610.91%

Location

Primary office

FRISCO, TX

COLLIN

Location

FRISCO, TX

Headquartered in FRISCO, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
COLLIN
Address
5899 Preston Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth