PULLEN INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2023
Total AUM
$221M
Discretionary
$221M
100% of AUM
Avg account
$957K
Accounts
231
Employees
5
Advisory reps
2

Firm details

Headquarters
BRADENTON, Florida
CRD number
310149
Registered since
March 23, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI56.67%
  • Pension & Profit Sharing Plans29.93%
  • Individuals5.74%
  • Charitable Organizations5.63%
  • Corporations / Businesses2.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Pullen Investment Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm is owned by an individual and serves both individual and family clients as well as institutional clients. It charges advisory fees by percentage of assets under management and through fixed-fee arrangements. Core service lines include financial planning and portfolio management for individuals, small businesses, and institutional clients, along with pension consulting services. The firm does not present itself as an ESG-focused investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 21%, US Government Bonds 7%, Cash & Cash Equivalents 5%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds21%
  • US Government Bonds7%
  • Cash & Cash Equivalents5%

Contacts

2 of 2
  • ALLEN BUTLER

    Investment AdvisorCRD 5764933

  • TYLER PULLEN

    Portfolio ManagerCRD 5783527

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$37.3M in ETFs

Passive

93%

$34.5M

Active

7%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$11.2M18,81930.18%

Location

Primary office

BRADENTON, FL

MANATEE

Location

BRADENTON, FL

Headquartered in BRADENTON, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
MANATEE
Address
417 12th St W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth