Peninsula Asset Management Inc
Firm details
- Headquarters
- Bradenton, Florida
- CRD number
- 108600
- Registered since
- April 27, 1982
- Website
- www.peninsulaasset.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI79.08%
- Individuals19.12%
- Charitable Organizations1.73%
- Pension & Profit Sharing Plans0.07%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Peninsula Asset Management Inc is an independent, owner-operated registered investment adviser that has been SEC-registered since 1982. The firm focuses on portfolio management for individuals and small businesses and charges clients on a percentage-of-AUM basis. Its client base is primarily individual and family investors. FINTRX notes the firm is not set up as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- US Government Bonds16%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds4%
Contacts
3 of 3Daniel Chappie
Senior Vice PresidentCRD 1487573
Brian Miller
Investment Advisor RepresentativeCRD 1702414
William Middlebrooks
PresidentCRD 1121285
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$45.8M in ETFs
100%
$45.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P MID-CAP ETF (IJH) | BlackRock | Passive | Mid Cap Blend | $24.2M | 314,135 | 52.83% |
Location
Bradenton, FL
Manatee
Location
Bradenton, FL
Headquartered in Bradenton, FL, anchoring the North Port-Sarasota, FL metro in the South.
- Metro area
- North Port-Sarasota, FL
- Region
- South
- County
- Manatee
- Address
- 1001 3rd Ave W
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pullen Investment Management
RIABradenton, FL
Setchfield Asset Management
RIABradenton, FL
Moseley Investment Management, Inc.
RIABradenton, FL
Williams Wealth Management Group, Inc.
RIABradenton, FL
Monarch Asset Management LLC
RIABradenton, FL
Parker Financial Planning, LLC
RIABradenton, FL