PT ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 107619
- Registered since
- March 11, 1994
- Website
- ptam.com
- Custodians
- U.S. BANK ASSOCIATION
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.88%
- Corporations / Businesses0.08%
- Other0.04%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
PT Asset Management, LLC is a privately held limited liability company that has been SEC-registered since 1994 and provides advisory services on a fee (percentage of AUM) basis. The firm’s client base is institutional, and its advisory activities include portfolio management for individuals and small businesses, investment companies, and businesses or institutions. It is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a capital allocator. The firm has an industry affiliation with a broker‑dealer.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2SEAN DRANFIELD
Chief Executive OfficerCRD 4363137
ANNE DUFFY
Chief Compliance Officer & General CounselCRD 6497294
Contacts
3 of 15ANTHONY HARRIS
Senior Portfolio ManagerCRD 4457220
JONATHAN ROTH
Registered RepresentativeCRD 8030346
Max Salk
DirectorCRD 6505110
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 500 W Madison St
- Time zone
- CT (UTC-6)
- Office locations
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