FIRST TRUST CAPITAL MANAGEMENT L.P.

RIASEC RegisteredEst. 2022

Total AUM

$12.3B

Discretionary

$11.3B

92% of AUM

Avg account

$307M

Accounts

Employees

Advisory reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 317825
Registered since: January 3, 2022
Website: www.firsttrustcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies62.9%
Pooled Investment Vehicles37.1%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Trust Capital Management L.P. is a limited partnership that operates as a multi-strategy fund manager, with activities spanning private equity, hedge funds, real estate and other pooled vehicles. The firm is SEC‑registered (2022) and serves primarily institutional clients. Its revenue model includes percentage‑of‑AUM fees, fixed fees and performance‑based fees. On the operational side the firm functions in several capacities: commodity pool operator/commodity trading adviser (CPO/CTA) and other financial product salesperson, and it is affiliated with broker‑dealer and sponsor/GP roles for pooled investment vehicles. Advisory services include portfolio management for investment companies and pooled vehicles, management for businesses or institutions, and selection of sub‑advisers. The firm does not identify as an active ESG investor.