Ariel Investments, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 108211
- Registered since
- April 15, 1983
- Website
- www.arielinvestments.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies33.12%
- State / Municipal Government30.03%
- Pension & Profit Sharing Plans12.57%
- HNWI10.57%
- Charitable Organizations6.57%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Ariel Investments, LLC is an SEC-registered investment adviser established in 1983 and organized as an LLC. It services both individual/family and institutional clients, offering portfolio management across individuals, pooled vehicles, investment companies and businesses or institutions. The firm operates as a CPO/CTA and is affiliated with broker-dealers and other investment-adviser activities; it also sponsors and serves as GP/managing member for pooled investment vehicles. Fee arrangements include asset-based fees and performance-based components. Ariel is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5
Valerie Jarrett
Chief Executive OfficerCRD 7161582
Wendy Fox
Senior Vice President & Chief Compliance OfficerCRD 4870574
Carlos Calderon
SVP, Chief Financial OfficerCRD 6864114
Contacts
3 of 17
Nicholas Sarkos
Senior AssociateCRD 6658896
Charles Bobrinskoy
Vice ChairmanCRD 1186069
Kenneth Kuhrt
Executive Vice PresidentCRD 4205605
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$15.8M in ETFs
100%
$15.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 2000 VALUE ETF (IWN) | BlackRock | Passive | Small Value | $12.4M | 65,455 | 78.76% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 200 E Randolph St
- Time zone
- CT (UTC-6)
- Office locations
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