Prospero Wealth, LLC

RIASEC & State Registered

Total AUM

$111M

Discretionary

$111M

100% of AUM

Avg account

$364K

Accounts

304

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 289966
Registered since: December 1, 2025
Website: prosperowealth.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI66.99%
Other Investment Advisers18.47%
Individuals14.47%
Charitable Organizations0.05%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prospero Wealth, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm is owner-operated and serves both individual & family clients as well as institutional clients, focusing its advisory work on financial planning and portfolio management for individuals and small businesses. Its fee arrangements are flexible and include a percentage-of-AUM component alongside hourly and fixed-fee engagements. Prospero is not positioned as a capital allocator; instead it constructs client portfolios using public vehicles and third-party managers for specific alternative exposures. The firm does not identify as an active ESG investor.