Prospero Wealth, LLC

RIASEC RegisteredEst. 2025

Total AUM

$111M

Discretionary

$111M

100% of AUM

Avg account

$364K

Accounts

304

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 289966
Registered since: December 1, 2025
Website: prosperowealth.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI66.99%
Other Investment Advisers18.47%
Individuals14.47%
Charitable Organizations0.05%
Corporations / Businesses0.02%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prospero Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory scope centers on financial planning and portfolio management for individuals and small businesses. Prospero charges fees on a percentage-of-AUM basis and also offers hourly and fixed-fee engagements. The firm is not positioned as a capital allocator or a pension consultant, and it is not described as an active ESG investor. Its business model emphasizes advisory relationships rather than operating proprietary funds or functioning as a multi-manager allocator.