KLOPP INVESTMENT MANAGEMENT LLC

RIASEC Registered
Total AUM
$111M
Discretionary
$111M
100% of AUM
Avg account
$636K
Accounts
174
Employees
2
Advisory reps
4

Firm details

Headquarters
CLEVELAND, Ohio
CRD number
106145
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI52.5%
  • Individuals33.84%
  • Pension & Profit Sharing Plans12.97%
  • Charitable Organizations0.69%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Klopp Investment Management LLC is a small, privately owned investment advisory organized as an LLC. The firm charges clients a fee based on assets under management and provides discretionary portfolio management for both individuals/families and business or institutional clients. Its filings indicate a single-owner structure and a narrow operational footprint: it is not registered as a multi-state adviser, does not market itself as an ESG investor, and does not identify as a pension consultant or capital allocator. Advisory activity is focused on direct portfolio management rather than fiduciary consulting or outsourced CIO-type services. The firm’s public profile does not list related-adviser relationships or broader platform services, suggesting a concentrated, boutique operating model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, Other 8%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 3%, US Government Bonds 2%, State & Local Bonds 1%82%
  • Exchange Traded Equities82%
  • Other8%
  • Investment Grade Corp Bonds4%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%

Owners & executives

1 of 1
  • JOHN KLOPP

    Chief Executive Officer, Portfolio ManagerCRD 1696564

Contacts

3 of 3
  • JR. KLOPP

    MemberCRD 5502025

  • MARK KLOPP

    MemberCRD 5502018

  • WALTER MANNS

    Portfolio ManagerCRD 1397547

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CLEVELAND, OH

CUYAHOGA

Location

CLEVELAND, OH

Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
526 Superior Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth