PROSPERITY WEALTH PLANNING LLC
Firm details
- Headquarters
- IRVINE, California
- CRD number
- 315163
- Registered since
- July 19, 2021
- Website
- prosperitywealthplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI88.81%
- Individuals10.85%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Prosperity Wealth Planning LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2021. The firm is owned by an individual and serves both individual & family clients and institutional relationships. Its advisory practice centers on comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and client education through seminars and workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not self-identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Cash & Cash Equivalents11%
- US Government Bonds10%
- Exchange Traded Equities6%
- Investment Grade Corp Bonds4%
Contacts
3 of 4Ava Pompay
Associate Financial PlannerCRD 8249380
Robert Price
Financial PlannerCRD 7646449
Jordan Bromley
Associate Financial PlannerCRD 7086414
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
IRVINE, CA
ORANGE
Location
IRVINE, CA
Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 3349 Michelson Dr
- Time zone
- PT (UTC-8)
- Office locations
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