Prospect Capital Management L.P.
Firm details
- Headquarters
- West Palm Beach, Florida
- CRD number
- 131018
- Registered since
- March 31, 2004
- Website
- www.prospectcap.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Business Development Companies99.79%
- Pooled Investment Vehicles0.21%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Prospect Capital Management L.P. is a limited partnership and SEC-registered institutional RIA that has been operating since 2004. The firm serves institutional clients and provides portfolio management for registered investment companies and pooled investment vehicles. Its compensation is a mix of asset-based fees and performance-linked fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Russell Wininger
Chief Compliance Officer & Deputy General CounselCRD 7942476
John Barry
Chairman and Chief Executive OfficerCRD 1995793
Contacts
1 of 1
Patricia Blackman
Deputy Compliance OfficerCRD 1487909
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
West Palm Beach, FL
Palm Beach
Location
West Palm Beach, FL
Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 700 S Rosemary Ave
- Time zone
- ET (UTC-5)
- Office locations
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