Prospect Capital Management L.P.
Firm details
- Headquarters
- West Palm Beach, Florida
- CRD number
- 131018
- Registered since
- March 31, 2004
- Website
- www.prospectcap.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Business Development Companies99.79%
- Pooled Investment Vehicles0.21%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Prospect Capital Management L.P. is a limited partnership that operates as an institutional registered investment adviser. The firm has been SEC-registered since 2004 and is owned by an individual. Its client focus is institutional, and its advisory work centers on managing portfolios for investment companies and for pooled investment vehicles. Fees are charged as a percentage of assets under management and may include performance-based components. The firm does not market itself as an ESG investor and is not identified as a capital allocator.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
John Barry
Chairman and Chief Executive OfficerCRD 1995793
Russell Wininger
Chief Compliance Officer & Deputy General CounselCRD 7942476
Contacts
1 of 1
Patricia Blackman
Deputy Compliance OfficerCRD 1487909
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
West Palm Beach, FL
Palm Beach
Location
West Palm Beach, FL
Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 700 S Rosemary Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Rivernorth Capital Management, LLC
RIAWest Palm Beach, FL
Gramercy Funds Management LLC
RIAWest Palm Beach, FL
Facet
RIAWest Palm Beach, FL
Altarock Partners LP
RIAWest Palm Beach, FL
Skye Global Management LP
RIAWest Palm Beach, FL
Siris Capital Group, LLC
RIAWest Palm Beach, FL