Facet
Firm details
- Headquarters
- West Palm Beach, Florida
- CRD number
- 285961
- Registered since
- December 15, 2016
- Website
- www.facetwealth.com
- Custodians
- APEX CLEARING CORPORATION, FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Fixed Fees
- Client types
- HNWI60.02%
- Individuals39.98%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Facet is an independent registered investment adviser organized as a corporation that provides financial planning and portfolio management for individuals and small businesses. The firm is registered with the SEC (registered in 2016) and operates on a fixed-fee pricing model. Facet identifies as an active ESG investor and reports a client base made up primarily of individuals and families. It does not position itself as a capital allocator and lists multiple owner types on record. Facet’s advisory activity centers on personalized wealth management and planning rather than institutional pension consulting or related-adviser services. The firm has been recognized by Citywire, appearing on its "50 Growers Across America" list in both 2022 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
Owners & executives
3 of 6
Thomas Graff
Chief Investment OfficerCRD 4351710
Anderson Jones
CEO & Co-FounderCRD 6727202
Christopher Hufman
Chief Compliance OfficerCRD 2306338
Contacts
3 of 97
Kevin Stevens
Investment Adviser RepresentativeCRD 5646433
Bryant Malloy
Senior Lead PlannerCRD 5661399
Noreen Burtner
Investment Adviser RepresentativeCRD 5681655
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 246Active vs passive
$7.1B in ETFs
99%
$7.1B
1%
$49.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $1.1B | 15,511,173 | 15.52% |
Location
West Palm Beach, FL
Palm Beach
Location
West Palm Beach, FL
Headquartered in West Palm Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 2054 Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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