PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

RIASEC RegisteredEst. 1988
Total AUM
$758M
Discretionary
$758M
100% of AUM
Avg account
$1.6M
Accounts
473
Employees
8
Advisory reps
5

Firm details

Headquarters
LAKE OSWEGO, Oregon
CRD number
107777
Registered since
February 28, 1988
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.68%
  • Charitable Organizations5.17%
  • Pension & Profit Sharing Plans4.78%
  • Individuals2.37%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Progressive Investment Management Corporation is a privately owned corporation that has been SEC-registered since 1988. The firm advises individual and family clients as well as institutional accounts, with advisory work focused on portfolio management for individuals and small businesses. Its fee model is flexible, combining percentage-of-AUM charges with hourly and fixed-fee arrangements. The firm identifies as an active ESG investor and does not classify itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, State & Local Bonds 32%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 3%, US Government Bonds 1%, Other 1%55%
  • Exchange Traded Equities55%
  • State & Local Bonds32%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

3 of 5
  • DIANA KASPIC

    Fixed Income Portfolio ManagerCRD 2490711

  • Amanda Plyley

    Director of OperationsCRD 7878896

  • CARSTEN HENNINGSEN

    Founder & Investment AdvisorCRD 1571524

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$4.6M in ETFs

Passive

100%

$4.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)BlackRockPassiveLarge Growth$1.6M14,00034.08%

Location

Primary office

LAKE OSWEGO, OR

CLACKAMAS

Location

LAKE OSWEGO, OR

Headquartered in LAKE OSWEGO, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
CLACKAMAS
Address
310 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth