CGC FINANCIAL SERVICES

RIASEC RegisteredEst. 2013
Total AUM
$876M
Discretionary
$856M
98% of AUM
Avg account
$282K
Accounts
3,103
Employees
13
Advisory reps
8

Firm details

Headquarters
LAKE OSWEGO, Oregon
CRD number
155446
Registered since
November 22, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI52.66%
  • Individuals44.32%
  • Charitable Organizations2.92%
  • Corporations / Businesses0.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

CGC Financial Services is an independent registered investment advisor that manages portfolios for individuals, families and some institutional clients with a fee model based on a percentage of assets under management. The firm’s public filings and holdings indicate a portfolio construction driven by pooled vehicles—mutual funds and ETFs—rather than direct-stock-first strategies. Its largest public holding is the Jpmorgan Hedged Equity Laddered Overlay Etf, signaling an appetite for risk-managed equity exposure and income-oriented overlays rather than pure long-only equity bets. The advisor operates mainly on a discretionary basis and uses third-party managers to access specialized exposures, including alternative strategies. The firm received recognition in Citywire’s 2022 “50 Growers Across America” list, reflecting measurable growth metrics reported that year.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Cash & Cash Equivalents 7%, Exchange Traded Equities 3%91%
  • Public Funds/Mutual Funds91%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities3%

Owners & executives

1 of 1
  • DENISE REINERT

    Partner, COO/CCOCRD 3231301

Contacts

3 of 7
  • GLEN CLEMANS

    Financial AdvisorCRD 1618828

  • SHANE HUNT

    Financial Advisor & PartnerCRD 6957425

  • SHANNON KEENER

    PartnerCRD 5659128

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 98

Active vs passive

$327M in ETFs

Passive

47%

$155M

Active

53%

$173M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF (HELO)JP MorganActiveOptions Trading$69.7M1,090,05021.28%

Location

Primary office

LAKE OSWEGO, OR

CLACKAMAS

Location

LAKE OSWEGO, OR

Headquartered in LAKE OSWEGO, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
CLACKAMAS
Address
5 Centerpointe Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth