PROFICIO CAPITAL PARTNERS LLC

RIASEC RegisteredEst. 2015

Total AUM

$5.3B

Discretionary

$4.9B

93% of AUM

Avg account

$3.7M

Accounts

1,427

Employees

Advisory reps

Firm details

Headquarters: NEWTON, Massachusetts
CRD number: 269931
Registered since: July 31, 2015
Website: proficiocap.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BOFA SECURITIES, INC., J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.22%
Corporations / Businesses9.22%
Pooled Investment Vehicles6.58%
Other Investment Advisers0.98%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Proficio Capital Partners LLC is an SEC-registered investment adviser organized as an LLC and operating as a hybrid fund manager and independent RIA. The firm functions as a capital allocator for both individual/family and institutional clients, offering portfolio management across separate accounts and pooled vehicles and selecting third‑party managers when appropriate. Proficio’s product mix spans fund management (including venture and real estate strategies) and advisory services for individuals, small businesses, investment companies and other institutions. Its fee schedules include percentage-of-AUM, fixed fees and performance-based arrangements. The firm identifies as an active ESG investor and was named among the Financial Times’ Top 300 RIA Firms in 2020.