Dorfman Value Investments LLC

RIASEC Registered
Total AUM
$35.3M
Discretionary
$35.3M
100% of AUM
Avg account
$511K
Accounts
69
Employees
2
Advisory reps
2

Firm details

Headquarters
Newton, Massachusetts
CRD number
120911
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI54.57%
  • Individuals37.33%
  • Pooled Investment Vehicles5.24%
  • Corporations / Businesses2.86%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dorfman Value Investments LLC is structured as a limited liability company and is classified in the data as a hedge fund. Ownership is individual, and the firm serves both individual/family clients and institutional investors. Its fee model combines a percentage of assets under management with performance-based fees. The firm provides portfolio management across a mix of client types: individuals and small businesses, pooled investment vehicles, and business or institutional accounts. The profile indicates the adviser does not identify as an ESG-focused investor and is not listed as a multi-state or newly formed adviser. It is also not described as a pension consultant or a related adviser, and it is not identified as a capital allocator in the snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 4%, Derivatives 1%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents4%
  • Derivatives1%

Contacts

2 of 2
  • John Dorfman

    John Dorfman

    ChairmanCRD 4374880

  • Katharine Davidge

    Katharine Davidge

    Vice PresidentCRD 5428490

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Newton, MA

Middlesex

Location

Newton, MA

Headquartered in Newton, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
24 Burnside Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth