PRING TURNER

RIASEC RegisteredEst. 1977
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$552K
Accounts
475
Employees
4
Advisory reps
4

Firm details

Headquarters
ALAMO, California
CRD number
110931
Registered since
April 20, 1977
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI75.92%
  • Individuals18.96%
  • Charitable Organizations3.25%
  • Pension & Profit Sharing Plans1.24%
  • Corporations / Businesses0.62%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pring Turner is an independent registered investment adviser organized as a corporation and registered with the SEC since 1977. The firm serves individual and family clients, offering portfolio management and financial planning services (including for small businesses), and charges clients on a percentage-of-assets-under-management basis. It is not positioned as a capital allocator or pension consultant, does not characterize itself as an active ESG investor, and operates under a single-state adviser profile according to the available filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, US Government Bonds 30%, Cash & Cash Equivalents 9%61%
  • Exchange Traded Equities61%
  • US Government Bonds30%
  • Cash & Cash Equivalents9%

Owners & executives

1 of 1
  • JAMES KOPAS

    Chief Compliance OfficerCRD 5863675

Contacts

3 of 3
  • PAMELA IWASZEWICZ

    Financial AdvisorCRD 7642682

  • THOMAS KOPAS

    Investment AdvisorCRD 1015062

  • MARTIN PRING

    Investment StrategistCRD 2778850

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$13.5M in ETFs

Passive

100%

$13.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF (NOBL)ProSharesPassiveLarge Value$7.6M73,49156.55%

Location

Primary office

ALAMO, CA

CONTRA COSTA

Location

ALAMO, CA

Headquartered in ALAMO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
3195 Danville Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth