PRICAP ADVISORS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 159614
- Registered since
- March 21, 2012
- Website
- pricap.com
- Custodians
- CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI58.75%
- Pooled Investment Vehicles13.73%
- Charitable Organizations8.69%
- Individuals8.49%
- Pension & Profit Sharing Plans7.29%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Pricap Advisors LLC is a small, fee‑based registered adviser focused on discretionary portfolio management for individuals, small businesses and pooled investment vehicles. The firm shows a clear preference for equity exposure and runs both separate managed accounts and sponsor/GP roles in pooled vehicles, indicating they combine direct portfolio management with private pooled structures. Their business model charges a percentage of assets under management and they do not identify as an ESG‑focused manager. Investment activity centers on actively managed, equity‑oriented portfolios delivered through SMAs and pooled funds. The adviser’s dual role—acting as portfolio manager for individuals and as sponsor/managing member of pooled investment vehicles—suggests they construct customized equity sleeves for client accounts and also package strategies into pooled vehicles when appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities43%
- Public Funds/Mutual Funds27%
- Non-Investment Grade Corp Bonds26%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1JAMES ELY
Founder and Chief Executive OfficerCRD 2362790
Contacts
2 of 2HON CHEUNG NG
Vice PresidentCRD 5386272
ELISABETH ELY
MemberCRD 6468568
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 100 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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