FOUR POINTS ADVISORS, LLC

RIASEC RegisteredEst. 2020

Total AUM

$40M

Discretionary

$40M

100% of AUM

Avg account

$234K

Accounts

171

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 171720
Registered since: June 26, 2020
Website: www.4pointscapital.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, STONEX FINANCIAL INC.
Fee structure: Percentage of AUM
Client types: HNWI59.33%
Individuals39.61%
Corporations / Businesses1.06%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Four Points Advisors, LLC is an SEC-registered limited liability company that functions as an insurance broker-dealer and adviser focused on individual and family clients. Registered in 2020, the firm provides financial planning and portfolio management for individuals and small businesses and charges clients on a percentage-of-AUM basis. Its filings indicate it is not positioned as an ESG-focused or multi-state adviser; regulatory and business disclosures also identify affiliations with broker-dealer activity, other investment-adviser roles, an insurance company, and roles as sponsor, general partner, or managing member of pooled investment vehicles. The firm is not a capital allocator and does not list pension consulting as a core service.