Prevail Capital LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Naples, Florida
CRD number
141322
Registered since
January 9, 2007

Firm profile

FINTRX

Overview

Prevail Capital LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered adviser since 2007. The firm is listed with an owner type described as both a domestic entity and an individual and is categorized in the dataset as "unclassified" rather than under a conventional RIA subtype. Registry flags in the profile are sparse: Prevail Capital is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and is not marked as a related adviser. The record also indicates it is not newly formed. The dataset does not include details on the firm’s client segments, fee schedules, advisory services, or specific business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lisa Hulme

    Lisa Hulme

    President and CEOCRD 6113324

Contacts

3 of 3
  • Nicholas Hulme

    Registered RepresentativeCRD 6437708

  • Alexander Hulme

    Alexander Hulme

    Registered RepresentativeCRD 6437723

  • Alexander Mack

    FinOpCRD 4805607

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
7693 Citrus Hill Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth