Prevail Capital LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Naples, Florida
CRD number
141322
Registered since
January 9, 2007

Firm profile

FINTRX

Overview

Prevail Capital LLC is organized as a Limited Liability Company and has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual; the firm's classification is recorded as unclassified in the supplied data. Several regulatory/status flags are present: the firm is not designated as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not flagged as a related adviser. The dataset supplied does not include descriptions of the firm's advisory services, fee model, target client segments, or investment mandate. Those items were not provided, so they cannot be characterized here.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lisa Hulme

    Lisa Hulme

    President and CEOCRD 6113324

Contacts

3 of 3
  • Alexander Mack

    FinOpCRD 4805607

  • Nicholas Hulme

    Registered RepresentativeCRD 6437708

  • Alexander Hulme

    Alexander Hulme

    Registered RepresentativeCRD 6437723

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
7693 Citrus Hill Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth