PREPARED RETIREMENT INSTITUTE LLC

RIASEC RegisteredEst. 2021
Total AUM
$308M
Discretionary
$308M
100% of AUM
Avg account
$376K
Accounts
818
Employees
11
Advisory reps
4

Firm details

Headquarters
MONTGOMERYVILLE, Pennsylvania
CRD number
309663
Registered since
September 30, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI64.96%
  • Individuals30.58%
  • Pension & Profit Sharing Plans2.83%
  • Corporations / Businesses1.14%
  • Other0.49%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prepared Retirement Institute LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2021. The firm is owned by an individual and serves both individual/family clients and institutional accounts. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements combine a percentage of assets under management and hourly charges. The firm reports no ESG investing focus, is not a multi-state adviser, and does not position itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 22%, Other 7%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 4%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds22%
  • Other7%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • ANDREW DZIEDZIC

    CEO & Financial AdvisorCRD 4843929

Contacts

3 of 3
  • MARK VANDENBURG

    Financial AdvisorCRD 6255549

  • Vilas Naralakattu

    Financial AdvisorCRD 8208418

  • BRADLEY GARGES

    Financial PlannerCRD 7368283

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$195M in ETFs

Passive

78%

$151M

Active

9%

$43.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$24.8M115,11312.72%

Location

Primary office

MONTGOMERYVILLE, PA

MONTGOMERY

Location

MONTGOMERYVILLE, PA

Headquartered in MONTGOMERYVILLE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
105 Montgomery Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth