Prepared Retirement Institute LLC
Firm details
- Headquarters
- Montgomeryville, Pennsylvania
- CRD number
- 309663
- Registered since
- September 30, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI64.96%
- Individuals30.58%
- Pension & Profit Sharing Plans2.83%
- Corporations / Businesses1.14%
- Other0.49%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Prepared Retirement Institute LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Compensation comes primarily from a percentage of assets under management and, for some engagements, hourly fees. The firm does not position itself as a capital allocator, is not an active ESG investor, and does not operate as a multi-state adviser. Prepared Retirement Institute shows a clear tilt toward liquid, equity-focused solutions in client portfolios, reflecting its preference for exchange-traded instruments and traditional mutual funds, alongside use of annuities for specific client needs.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Public Funds/Mutual Funds22%
- Other7%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Andrew Dziedzic
CEO & Financial AdvisorCRD 4843929
Contacts
3 of 3
Mark Vandenburg
Financial AdvisorCRD 6255549
Vilas Naralakattu
Financial AdvisorCRD 8208418
Bradley Garges
Financial PlannerCRD 7368283
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$231M in ETFs
78%
$179M
9%
$51.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $28.3M | 119,642 | 12.27% |
Location
Montgomeryville, PA
Montgomery
Location
Montgomeryville, PA
Headquartered in Montgomeryville, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 105 Montgomery Ave
- Time zone
- ET (UTC-5)
- Office locations
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