Prep Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Park City, Utah
CRD number
188522
Registered since
June 10, 2016

Firm profile

FINTRX

Overview

Prep Securities, LLC is organized as a limited liability company and is SEC-registered since 2016. Public records list its ownership as a combination of a domestic entity and an individual and classify the firm as unclassified. The firm’s profile indicates it does not operate as a capital allocator and is not an active ESG investor. The available data does not describe the firm’s advisory or business activities, fee structure, or client focus. Prep Securities is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm also has not supplied further detail about its activities or affiliations in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Kevin Hull

    Kevin Hull

    Chief Compliance OfficerCRD 2104329

Contacts

3 of 5
  • Jason Kjellson

    Jason Kjellson

    National Sales ManagerCRD 3009986

  • Timothy Brennan

    Timothy Brennan

    Vice PresidentCRD 6477325

  • Michael Hassel

    Michael Hassel

    DirectorCRD 6826053

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Park City, UT

Summit

Location

Park City, UT

Headquartered in Park City, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Summit
Address
2750 Rasmussen Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth