PREP SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
PARK CITY, Utah
CRD number
188522
Registered since
June 10, 2016

Firm profile

FINTRX

Overview

Prep Securities, LLC is organized as a limited liability company and is SEC-registered since 2016. Public filings list ownership as a mix of a domestic entity and an individual. The firm is classified as unclassified in the source data and does not present itself as a capital allocator. Regulatory and operational markers in the snapshot indicate several negative flags: the firm is not identified as an active ESG investor, it is not registered as a multi-state adviser, it is not flagged as a newly formed adviser, and it is not reported to act as a pension consultant or a related adviser. The firm did not provide descriptive detail about its advisory services, client segments, fee schedule, or day-to-day business activities in the available dataset.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • TIMOTHY BRENNAN

    Vice PresidentCRD 6477325

  • Maxwell Peterson

    Sales Desk ManagerCRD 7993101

  • Kevin Hull

    Financial AdvisorCRD 2104329

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PARK CITY, UT

SUMMIT

Location

PARK CITY, UT

Headquartered in PARK CITY, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
SUMMIT
Address
2750 Rasmussen Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth