Prep Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Park City, Utah
CRD number
188522
Registered since
June 10, 2016

Firm profile

FINTRX

Overview

Prep Securities, LLC is organized as a limited liability company and is recorded as SEC-registered in 2016. FINTRX classifies the firm as unclassified and lists ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not recorded as an active ESG investor. It is also not flagged as a multi-state adviser, pension consultant, or related adviser in the available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Kevin Hull

    Kevin Hull

    Chief Compliance OfficerCRD 2104329

Contacts

3 of 5
  • Timothy Brennan

    Timothy Brennan

    Vice PresidentCRD 6477325

  • Maxwell Peterson

    Maxwell Peterson

    Sales Desk ManagerCRD 7993101

  • Jason Kjellson

    Jason Kjellson

    National Sales ManagerCRD 3009986

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Park City, UT

Summit

Location

Park City, UT

Headquartered in Park City, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Summit
Address
2750 Rasmussen Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth