Prep Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Park City, Utah
CRD number
188522
Registered since
June 10, 2016

Firm profile

FINTRX

Overview

Prep Securities, LLC is organized as a limited liability company and is registered with the SEC (registration year: 2016). The firm's ownership is recorded as a mix of a domestic entity and an individual. Public filings classify the adviser as "unclassified" and indicate the firm does not act as a capital allocator. Prep Securities does not self-identify as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Filing fields for client base, fee structure, business activities and advisory activities are blank in the source data, so there is limited public detail about the firm's client segments, service model or how it charges for services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • Timothy Brennan

    Timothy Brennan

    Vice PresidentCRD 6477325

  • Maxwell Peterson

    Maxwell Peterson

    Sales Desk ManagerCRD 7993101

  • Kevin Hull

    Kevin Hull

    Financial AdvisorCRD 2104329

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Park City, UT

Summit

Location

Park City, UT

Headquartered in Park City, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Summit
Address
2750 Rasmussen Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth