Preakness Retirement Advisors, LLC

Overview

Preakness Retirement Advisors, LLC is a small, independent registered investment adviser that focuses on retirement- and wealth-related advice for individuals, families and select institutional clients. The firm combines financial planning, pension consulting and portfolio management for individuals and small businesses, and also operates as an insurance broker. Its business mix permits fee-for-service planning (hourly and fixed fees) alongside asset-based and commission structures, which supports both advisory relationships and insurance/annuity placement. Investment activity centers on equity exposure: the firm’s preferred asset sleeve is exchange-traded equities, comprising the bulk of its separately managed account (SMA) holdings. Preakness Retirement Advisors appears to operate primarily in a non-discretionary capacity, positioning client relationships around collaborative decision-making rather than full discretionary portfolio control. The firm is not an active ESG investor and does not present itself as a multi-state or new adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices