Breakforth Investment Management, Inc

Overview

Breakforth Investment Management, Inc. is a small, independent registered investment adviser that serves individual and family clients with financial planning and portfolio management for individuals and small businesses. The firm operates on a predominantly non‑discretionary basis, meaning clients retain final trading authority while Breakforth provides advice, portfolio models and implementation support. Its stated fee arrangements are flexible — a mix of percentage‑of‑AUM, hourly, fixed fees and other billing structures — which suits a heterogenous client base and episodic planning engagements. Investment preferences skew toward publicly traded equities and exchange‑traded vehicles as the core building blocks of client portfolios. At the same time Breakforth uses third‑party managers for selected alternative strategies (real estate, commodities, oil & gas) and supplements equity exposure with mutual funds, corporate debt and annuities when appropriate for income, liability matching or risk management. The firm is organized as an independent RIA owned privately and concentrates on personalized service to a relatively small number of clients.

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