Prairieview Wealth & Tax Advisors

RIASEC Registered
Total AUM
$207M
Discretionary
$207M
100% of AUM
Avg account
$235K
Accounts
882
Employees
9
Advisory reps
4

Firm details

Headquarters
Frankfort, Illinois
CRD number
327974
Registered since
September 29, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI62.72%
  • Individuals37.28%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prairieview Wealth & Tax Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm focuses on individual and family clients and combines portfolio management with financial planning services; it also operates as an insurance broker and provides accounting services. Ownership is held by an individual, and the firm's fees are a mix of percentage of assets under management and fixed fees. Prairieview manages accounts for individuals and small businesses rather than institutional pension clients, and it does not report active ESG investing as part of its strategy.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Cash & Cash Equivalents 6%, Exchange Traded Equities 2%, Investment Grade Corp Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • Robert Morvice

    Robert Morvice

    Director of OperationsCRD 4639497

  • Timothy Regan

    Timothy Regan

    FounderCRD 2812034

  • Kaitlyn Hedger

    Kaitlyn Hedger

    Associate Wealth PartnerCRD 7064953

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$141M in ETFs

Passive

82%

$115M

Active

18%

$25.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$29.1M38,83020.67%

Location

Primary office

Frankfort, IL

Will

Location

Frankfort, IL

Headquartered in Frankfort, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Will
Address
28 W Nebraska St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth