POLLEY WEALTH MANAGEMENT LLC

RIASEC Registered

Total AUM

$21.3M

Discretionary

$19.6M

92% of AUM

Avg account

$201K

Accounts

106

Employees

Advisory reps

Firm details

Headquarters: ORLANDO, Florida
CRD number: 305143
Website: polleywealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI62.44%
Individuals27.7%
Corporations / Businesses9.86%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Polley Wealth Management LLC is an independent, limited liability RIA serving individual and family clients. Ownership is a mix of a domestic entity and an individual. The firm provides traditional financial planning and portfolio management for individuals and small businesses, and it conducts educational seminars and workshops. Compensation models include percentage-of-AUM fees alongside hourly, subscription, and fixed-fee arrangements. Polley is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state or pension consultant adviser. The firm lists an affiliation with an insurance company.