PMA Securities, LLC

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
123
Avg account
$0

Firm details

Headquarters
Naperville, Illinois
CRD number
30397
Registered since
July 1, 1992

Firm profile

FINTRX

Overview

PMA Securities, LLC is organized as a limited liability company and is recorded in FINTRX as SEC-registered since 1992. The platform classifies the firm as Unclassified and lists the owner type as a domestic entity and individual. Several profile fields that would normally describe business lines, advisory services, fee schedules and client types are not populated in the available record. FINTRX flags the firm as not operating as a capital allocator and not an active ESG investor. The profile also indicates PMA Securities, LLC is not registered as a multi-state adviser, is not newly formed, and is not identified as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Lori Ragus

    Lori Ragus

    Chief Compliance Officer & General CounselCRD 5754738

  • Kevin Kulling

    Kevin Kulling

    SVP, Deputy Chief Compliance OfficerCRD 6725337

  • Todd Alton

    Todd Alton

    Chief Executive OfficerCRD 2876968

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Contacts

3 of 114
  • Steven Pumper

    Steven Pumper

    Senior Vice PresidentCRD 5699223

  • Brian Hextell

    Brian Hextell

    Senior Vice PresidentCRD 5075152

  • Sara Schnoor

    Sara Schnoor

    Vice President, Investment ServicesCRD 5268355

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Naperville, IL

Du Page

Location

Naperville, IL

Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
2135 City Gate Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth