Pluris Capital Group, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Brooklyn, New York
CRD number
30811
Registered since
September 23, 1992

Firm profile

FINTRX

Overview

Pluris Capital Group, Inc. is a corporate investment entity that has been SEC-registered since 1992. FINTRX classifies the firm as unclassified and indicates ownership by a domestic entity and an individual. The snapshot flags the firm as not a capital allocator and not an active ESG investor. The profile shows a limited regulatory footprint: Pluris Capital Group, Inc. is not listed as a multi-state adviser, not a pension consultant, not a related adviser, and is not marked as newly formed. The source does not provide details on client types, fee schedules, or advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Richard Serrano

    PartnerCRD 1801669

  • John Fletcher

    PresidentCRD 2750926

  • Song Ge Teng

    ConsultantCRD 5618267

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Brooklyn, NY

Kings

Location

Brooklyn, NY

Headquartered in Brooklyn, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Kings
Address
204 E 3rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth