Platform Technology Partners

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.1B
90% of AUM
Avg account
$544K
Accounts
2,257
Employees
12
Advisory reps
11

Firm details

Headquarters
Locust Valley, New York
CRD number
305602
Registered since
October 7, 2019
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.94%
  • Individuals11.12%
  • Corporations / Businesses2.64%
  • Pension & Profit Sharing Plans0.28%
  • Charitable Organizations0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Platform Technology Partners is an LLC that operates as an investment adviser and other fund provider focused on serving both high-net-worth individuals and institutional clients. The firm is SEC registered (registered in 2019) and combines portfolio management for individuals, small businesses, pooled investment vehicles and institutions with responsibilities that include selecting other advisers. It also conducts insurance brokerage activity and serves as a sponsor, general partner and managing member of pooled vehicles. The firm charges a mix of fee structures — percentage of assets under management, hourly fees and fixed fees — and does not market itself as an ESG-focused manager. Ownership is a combination of a domestic entity and individual owners.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 42%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 16%, State & Local Bonds 9%, Private Funds 8%, US Government Bonds 5%, Sovereign Bonds 1%42%
  • Exchange Traded Equities42%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents16%
  • State & Local Bonds9%
  • Private Funds8%

Owners & executives

1 of 1
  • Thomas Kerney

    Thomas Kerney

    Chief Compliance OfficerCRD 5581521

Contacts

3 of 10
  • Matthew Shapiro

    Portfolio ManagerCRD 5561680

  • Patrick Van Roten

    Patrick Van Roten

    Principal and Co-FounderCRD 2892385

  • Jeffrey Filone

    Jeffrey Filone

    Principal and Co-FounderCRD 2651076

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 129

Active vs passive

$226M in ETFs

Passive

60%

$136M

Active

25%

$90.1M

ETFProviderStyleCategoryValueShares% of portfolio
EATON VANCE SHORT DURATION INCOME ETF (EVSD)Eaton Vance$14.7M289,9686.53%

Location

Primary office

Locust Valley, NY

Nassau

Location

Locust Valley, NY

Headquartered in Locust Valley, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
63 Forest Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth