HARVEY PARTNERS, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$76.7M
Accounts
16
Employees
5
Advisory reps
3

Firm details

Headquarters
TARRYTOWN, New York
CRD number
160681
Registered since
March 30, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pension & Profit Sharing Plans87.48%
  • Pooled Investment Vehicles11.68%
  • HNWI0.84%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harvey Partners, LLC is an SEC-registered, privately owned investment manager organized as an LLC that operates in a hedge fund capacity and also functions as a commodity pool operator/commodity trading advisor. The firm provides portfolio management for pooled vehicles and for business or institutional clients, and serves both individual/family and institutional investors. Its compensation structure combines a percentage-of-assets fee with performance-based fees, consistent with hedge-fund style arrangements. Harvey Partners is not positioned as a multi-state adviser or an ESG-focused allocator according to its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 8%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents8%

Owners & executives

3 of 3
  • JEFFREY MOSKOWITZ

    Chief Risk Officer, Co-FounderCRD 1058165

  • ANTHONY CIMINI

    CFO & CCOCRD 6024714

  • JAMES SCHWARTZ

    Co-Founder and CIOCRD 4375252

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$8.5M in ETFs

Passive

100%

$8.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$8.5M13,000100.00%

Location

Primary office

TARRYTOWN, NY

WESTCHESTER

Location

TARRYTOWN, NY

Headquartered in TARRYTOWN, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
120 White Plains Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth