Plan To Prosper Wealth Management
Firm details
- Headquarters
- Ormond Beach, Florida
- CRD number
- 327660
- Registered since
- February 13, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.36%
- Individuals32.52%
- Pension & Profit Sharing Plans14.12%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Plan To Prosper Wealth Management is an SEC-registered limited liability advisory firm that bills clients on a percentage-of-AUM basis. The firm reports an individual owner and serves both individual/family and institutional clients. Advisory services emphasize discretionary portfolio management for individuals and small businesses and include pension consulting. The firm also operates as an insurance broker. It does not position itself as an ESG-focused advisor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Investment Grade Corp Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Contacts
2 of 2
Brent Buckmaster
Wealth AdvisorCRD 4932496
Erick Palacios
Fiduciary AdvisorCRD 4557570
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$32.6M in ETFs
23%
$7.5M
60%
$25.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NEOS NASDAQ-100(R) HIGH INCOME ETF (QQQI) | NEOS | Active | Derivative Income | $9.1M | 159,762 | 27.82% |
Location
Ormond Beach, FL
Volusia
Location
Ormond Beach, FL
Headquartered in Ormond Beach, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Volusia
- Address
- 595 W Granada Blvd
- Time zone
- ET (UTC-5)
- Office locations
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