Plan to Prosper Wealth Management

RIASEC Registered
Total AUM
$234M
Discretionary
$201M
86% of AUM
Avg account
$360K
Accounts
651
Employees
4
Advisory reps
2

Firm details

Headquarters
Ormond Beach, Florida
CRD number
327660
Registered since
February 13, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI53.36%
  • Individuals32.52%
  • Pension & Profit Sharing Plans14.12%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Plan to Prosper Wealth Management LLC is an independent registered investment adviser headquartered in Florida. The firm is SEC-registered (registered in 2025) and operates under an individual-owner structure. Its advisory work centers on portfolio management for individuals and small businesses, and it also lists pension consulting services among its advisory activities. The firm charges clients on a percentage-of-AUM basis and maintains insurance brokerage capabilities alongside its investment advisory business. Its client base includes both individual and family clients as well as institutional relationships. Plan to Prosper does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, Investment Grade Corp Bonds 9%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%, Derivatives 1%79%
  • Exchange Traded Equities79%
  • Investment Grade Corp Bonds9%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 20

Active vs passive

$36.5M in ETFs

Passive

24%

$8.7M

Active

58%

$27.9M

ETFProviderStyleCategoryValueShares% of portfolio
NEOS NASDAQ-100(R) HIGH INCOME ETF (QQQI)NEOSActiveDerivative Income$9.7M173,72926.41%

Location

Primary office

Ormond Beach, FL

Volusia

Location

Ormond Beach, FL

Headquartered in Ormond Beach, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
Volusia
Address
595 W Granada Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth