PLAN TO PROSPER WEALTH MANAGEMENT
Firm details
- Headquarters
- ORMOND BEACH, Florida
- CRD number
- 327660
- Registered since
- February 13, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI53.36%
- Individuals32.52%
- Pension & Profit Sharing Plans14.12%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Plan To Prosper Wealth Management is a privately held LLC that manages portfolios for individual and family clients as well as institutional accounts. The firm charges fees based on a percentage of assets under management and lists portfolio management for individuals/small businesses and pension consulting among its advisory services. It also operates as an insurance broker. The adviser registered with the SEC in 2025 and does not characterize itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Investment Grade Corp Bonds9%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents4%
- US Government Bonds1%
Contacts
2 of 2BRENT BUCKMASTER
Wealth AdvisorCRD 4932496
ERICK PALACIOS
Fiduciary AdvisorCRD 4557570
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 14Active vs passive
$28.7M in ETFs
25%
$7.1M
60%
$21.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NEOS NASDAQ-100(R) HIGH INCOME ETF (QQQI) | NEOS | Active | Derivative Income | $7.6M | 140,337 | 26.52% |
Location
ORMOND BEACH, FL
VOLUSIA
Location
ORMOND BEACH, FL
Headquartered in ORMOND BEACH, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- VOLUSIA
- Address
- 595 W Granada Blvd
- Time zone
- ET (UTC-5)
- Office locations
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