Pinnacle Advisors

RIASEC Registered
Total AUM
$2.1B
Discretionary
$2.1B
99% of AUM
Avg account
$535K
Accounts
3,994
Employees
35
Advisory reps
22

Firm details

Headquarters
Mansfield, Ohio
CRD number
106817
Registered since
May 30, 1996
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90.43%
  • Individuals7.46%
  • Corporations / Businesses1.06%
  • Charitable Organizations0.58%
  • Pension & Profit Sharing Plans0.47%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pinnacle Advisors is an independent registered investment adviser that has been SEC-registered since 1996. The firm serves both individual and institutional clients and operates as a capital allocator — blending discretionary portfolio management with financial planning, pension consulting, and selection of other advisers. Its fee schedule includes asset-based fees as well as hourly and fixed-fee arrangements, which supports a mix of comprehensive planning engagements and ongoing AUM relationships. The firm identifies as an active ESG investor and maintains professional relationships with accounting and law firms to supplement client service. Pinnacle Advisors has received external recognition for its size and industry standing, including placements on Financial Times’ Top 300 RIA Firms (2020), FA Magazine’s Top RIA Firms (2020), and CNBC’s Top 100 Financial Advisory Firms (2025).

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 13%, State & Local Bonds 6%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities13%
  • State & Local Bonds6%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 481

Active vs passive

$715M in ETFs

Passive

91%

$651M

Active

4%

$64.3M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 600(TM) SMALL CAP ETF (SPSM)State StreetPassiveSmall Blend$99.1M1,873,85513.85%

Location

Primary office

Mansfield, OH

Richland

Location

Mansfield, OH

Headquartered in Mansfield, OH, anchoring the Mansfield-Ashland-Bucyrus, OH metro in the Midwest.

Metro area
Mansfield-Ashland-Bucyrus, OH
Region
Midwest
County
Richland
Address
6 W 3rd St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth