PINEBRIDGE INVESTMENTS LLC

RIASEC RegisteredEst. 2016
Total AUM
$76.7B
Discretionary
$65.8B
86% of AUM
Avg account
$217M
Accounts
354
Employees
239
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
285211
Registered since
October 19, 2016
Custodians
STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies30.36%
  • Pooled Investment Vehicles29.16%
  • Other Investment Advisers17.56%
  • State / Municipal Government11.54%
  • Pension & Profit Sharing Plans6.71%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pinebridge Investments LLC is an SEC-registered investment manager organized as an LLC and active since 2016. The firm operates across multiple product types — hedge funds, private equity, securitized-asset strategies and other pooled vehicles — and positions itself as a multi-faceted fund manager serving primarily institutional clients. Its business mix includes commodity pool operator/commodity trading adviser activities and sponsorship/management roles for pooled investment vehicles. Advisory services span portfolio management for individuals and small businesses, institutional and pooled vehicles, pension consulting services, and the selection of other advisers. The firm charges both percentage-of-AUM and performance-based fees, and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 33%, Exchange Traded Equities 22%, Non-Investment Grade Corp Bonds 17%, Other 15%, US Government Bonds 5%, Cash & Cash Equivalents 3%, Sovereign Bonds 2%, Public Funds/Mutual Funds 1%, Private Funds 1%33%
  • Investment Grade Corp Bonds33%
  • Exchange Traded Equities22%
  • Non-Investment Grade Corp Bonds17%
  • Other15%
  • US Government Bonds5%

Owners & executives

3 of 3
  • MICHAEL KARPIK

    Chief Operating OfficerCRD 1709305

  • TRACIE AHERN

    Chief Financial Officer and Chief Risk OfficerCRD 4602831

  • WILLIAM CORSON

    Global Chief Compliance OfficerCRD 4872608

Contacts

1 of 1
  • BRIAN FUNK

    PresidentCRD 4266799

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$130M in ETFs

Passive

99%

$128M

Active

2%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$25.8M60,04019.92%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth