AXA Investment Managers US Inc

RIASEC RegisteredEst. 2001

Total AUM

$79.2B

Discretionary

$78.3B

99% of AUM

Avg account

$381M

Accounts

208

Employees

167

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 113608
Registered since: June 25, 2001
Custodians: THE BANK OF NEW YORK MELLON, CITI PRIVATE BANK, BNP PARIBAS SECURITIES CORP.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pooled Investment Vehicles44.16%
Other Investment Advisers38.81%
Insurance Companies14.75%
Investment Companies1.27%
Pension & Profit Sharing Plans0.52%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

AXA Investment Managers US Inc. operates as a multi-faceted asset manager with institutional clients and a mix of registered investment activities. The firm is structured as a corporation and has been SEC-registered since 2001. Its business model spans hedge fund strategies and securitized-asset management alongside portfolio management for pooled vehicles, investment companies, and institutional clients. Compensation arrangements include percentage-of-AUM fees, fixed fees, and performance-based fees. The firm conducts several regulated activities beyond traditional advisory work: it functions as a registered representative of a broker-dealer, is active as a CPO/CTA, and is a real estate broker. Its industry affiliations extend into broker-dealer and banking channels, futures and swaps execution, insurance-company relationships, and sponsorship or GP roles for pooled investment vehicles. AXA Investment Managers US Inc. is also flagged as an active ESG investor.