PICKWICK CAPITAL PARTNERS, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
119
Avg account
$0

Firm details

Headquarters
WHITE PLAINS, New York
CRD number
130672
Registered since
June 14, 2004

Firm profile

FINTRX

Overview

Pickwick Capital Partners, LLC is a limited liability company that has been registered with the SEC since 2004 and is classified in available records as an investment bank. Ownership is identified across domestic entities, foreign entities and individuals. Public profile fields indicate the firm is not a capital allocator and does not identify as an active ESG investor. Several advisory-related fields (client focus, fee structure and detailed business/advisory activities) are not disclosed in the summarized record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • DOUGLAS GREENWOOD

    President, CEOCRD 1192611

  • SUZANNE RISSER

    Chief Compliance OfficerCRD 1303694

  • KAREN GENDRON

    CFOCRD 1503330

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Contacts

3 of 115
  • DAVID OLES

    Managing DirectorCRD 6377039

  • Linas Razgaitis

    Registered RepresentativeCRD 8134344

  • ZACHARY SMITH

    Managing DirectorCRD 5674001

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

WHITE PLAINS, NY

WESTCHESTER

Location

WHITE PLAINS, NY

Headquartered in WHITE PLAINS, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
445 Hamilton Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth