Physician Wealth Solutions
Firm details
- Headquarters
- ,
- CRD number
- 151570
- Registered since
- February 15, 2017
- Website
- physicianwealthsolutions.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI96.55%
- Individuals3.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Physician Wealth Solutions is an independent, privately owned registered investment adviser focused on serving individual and family clients as well as institutional relationships. The firm is SEC registered (initial registration recorded in 2017) and operates under an owner-controlled corporate structure. Fee arrangements include both a percentage-of-AUM component and fixed-fee engagements. Core advisory services listed by the firm are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Cash & Cash Equivalents2%
- Exchange Traded Equities1%
Contacts
1 of 1
Setu Mazumdar
Financial Planner & Investment AdvisorCRD 5713552
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$239M in ETFs
16%
$37.6M
83%
$202M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $38.4M | 734,118 | 16.06% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Osmosis Investment Management US LLC
RIALondon
Search Fund Accelerator, LLC
RIANew Orleans, LA
Roubaix Capital, LLC
RIADenver, CO
Dovetail Financial Group LLC
RIAWilmington, NC
Aqua Advisors LLC
RIAVeneroso Wealth Management
RIAWoodbury, NY