PHILLIPS WEALTH MANAGEMENT LLC

RIASEC Registered
Total AUM
$102M
Discretionary
$102M
100% of AUM
Avg account
$123K
Accounts
834
Employees
3
Advisory reps
3

Firm details

Headquarters
PICKERINGTON, Ohio
CRD number
297249
Custodians
CHARLES SCHWAB & CO., INC., MID ATLANTIC FINANCIAL MANAGEMENT, ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Individuals53.36%
  • HNWI46.64%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Phillips Wealth Management LLC is an independent, owner-operated registered investment adviser organized as an LLC that focuses on individual and family clients. The firm blends investment advice with insurance brokerage and positions itself as a capital allocator — selecting outside managers and products on behalf of clients. Core advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers; fee arrangements include asset-based fees, fixed fees and other fee structures. Phillips is not flagged as an active ESG investor and does not operate as a multi-state or newly formed adviser in the available records.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 35%, Cash & Cash Equivalents 8%, US Government Bonds 1%, Investment Grade Corp Bonds 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

3 of 3
  • MARK PHILLIPS

    PresidentCRD 1742617

  • ANDREW PHILLIPS

    Director - Client ServicesCRD 6188207

  • JENNIE FRAVEL

    MarketingCRD 7672536

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PICKERINGTON, OH

FAIRFIELD

Location

PICKERINGTON, OH

Headquartered in PICKERINGTON, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FAIRFIELD
Address
12927 Stonecreek Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth