Phillips Financial
Firm details
- Headquarters
- Fort Wayne, Indiana
- CRD number
- 131344
- Registered since
- July 23, 2004
- Website
- myphillips.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI57.1%
- Pension & Profit Sharing Plans20.96%
- Charitable Organizations11.57%
- Individuals7.4%
- Other Investment Advisers2.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Phillips Financial is an independent, privately held limited liability company acting as a registered investment adviser since 2004. The firm serves both individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals, businesses and institutions, pension consulting, selection of outside advisers, and educational publications and workshops. It operates as a capital allocator, charging clients via a mix of percentage-of-AUM, hourly, fixed-fee, and commission arrangements. Phillips Financial does not present itself as an active ESG investor and is not structured as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities4%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Owners & executives
2 of 2
Brant Gerber
Chief Operating OfficerCRD 7346720
Krystal Boxell
Chief Compliance OfficerCRD 8086669
Contacts
3 of 15
Duncan Bowie
Associate, Financial AdvisorCRD 7488666
Chad Burch
Managing MemberCRD 1867503
McKenna Clifford
Associate AdvisorCRD 7283078
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 254Active vs passive
$1.3B in ETFs
52%
$689M
47%
$626M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $151M | 201,998 | 11.50% |
Location
Fort Wayne, IN
Allen
Location
Fort Wayne, IN
Headquartered in Fort Wayne, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- Allen
- Address
- 6920 Pointe Inverness Way
- Time zone
- ET (UTC-5)
- Office locations
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