HOWARD BAILEY SECURITIES, LLC
Firm details
- Headquarters
- FORT WAYNE, Indiana
- CRD number
- 282712
- Registered since
- January 30, 2019
- Website
- howardbailey.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals69.26%
- HNWI29.15%
- Pension & Profit Sharing Plans1.26%
- Corporations / Businesses0.33%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Howard Bailey Securities, LLC is an independent registered investment adviser formed in 2019 and owned by an individual principal. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that selects third‑party managers. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. Compensation mixes include percentage‑of‑AUM fees as well as hourly and fixed fees. The firm does not market itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities33%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1CASEY WEADE
Founder & CEOCRD 5659151
Contacts
3 of 13Christopher Horoky
Senior Financial AdvisorCRD 4384923
Trae Hassebroek
Financial Service AdvisorCRD 7499254
Tessa Doll
Advisory Team AssociateCRD 8098219
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$232M in ETFs
46%
$107M
24%
$126M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STERLING CAPITAL ENHANCED CORE BOND ETF (SCEC) | Sterling Capital | $29.5M | 1,176,264 | 12.70% |
Location
FORT WAYNE, IN
ALLEN
Location
FORT WAYNE, IN
Headquartered in FORT WAYNE, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- ALLEN
- Address
- 5916 Covington Rd
- Time zone
- ET (UTC-5)
- Office locations
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