Howard Bailey Securities, LLC
Firm details
- Headquarters
- Fort Wayne, Indiana
- CRD number
- 282712
- Registered since
- January 30, 2019
- Website
- howardbailey.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals69.26%
- HNWI29.15%
- Pension & Profit Sharing Plans1.26%
- Corporations / Businesses0.33%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Howard Bailey Securities, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm functions as a capital allocator and provides advice to both individual and family clients as well as institutions. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and selection of other advisers. Fee arrangements are flexible and include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities33%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1
Casey Weade
Founder & CEOCRD 5659151
Contacts
3 of 11
Trae Hassebroek
Financial Service AdvisorCRD 7499254
Jason Pruitt
Associate AdvisorCRD 7877478
Alec Sanderson
CRD 8324190
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 87Active vs passive
$254M in ETFs
48%
$121M
21%
$133M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) | BlackRock | Passive | Large Growth | $33.4M | 114,885 | 13.13% |
Location
Fort Wayne, IN
Allen
Location
Fort Wayne, IN
Headquartered in Fort Wayne, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- Allen
- Address
- 5916 Covington Rd
- Time zone
- ET (UTC-5)
- Office locations
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