Phase Change Wealth Management LLC

RIASEC Registered
Total AUM
$29M
Discretionary
$27.8M
96% of AUM
Avg account
$244K
Accounts
119
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
334306
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals82.76%
  • HNWI17.24%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Phase Change Wealth Management LLC is an independent, individual-owned registered investment adviser focused on serving individuals and families, including small-business owners. The firm provides financial planning and portfolio management and charges clients on a percentage-of-AUM basis with supplemental hourly fees. Its practice emphasizes equity exposure as the primary allocation preference and manages most client assets on a discretionary basis. Operationally the firm is small and boutique in scale, which shows in its client count and office footprint. It does not position itself as an ESG-focused allocator, is not a pension consultant, and does not identify as a multi-state adviser. Custody and trading are routed through Interactive Brokers, a platform that supports both traditional equity and more specialized digital-asset access, which aligns with the firm’s listed use of digital currency exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Sovereign Bonds 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%87%
  • Exchange Traded Equities87%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Sovereign Bonds3%
  • State & Local Bonds1%

Contacts

1 of 1
  • David Meucci

    Owner & CCOCRD 2743152

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth