CAPITAL FINANCIAL PLANNERS, LLC

RIASEC Registered

Total AUM

$29M

Discretionary

$29M

100% of AUM

Avg account

$139K

Accounts

208

Employees

Advisory reps

Firm details

Headquarters: YOUNGSVILLE, Louisiana
CRD number: 159021
Website: www.capitalfinancialplanners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals55.17%
HNWI44.83%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Financial Planners, LLC is an independent, owner-operated registered investment adviser that serves individual and family clients. The firm acts as a capital allocator and offers comprehensive financial planning and portfolio management for individuals, small businesses, and institutions, and it selectively hires outside advisers when needed. Its fee structure mixes percentage-of-AUM billing with hourly and fixed fees, reflecting a blend of ongoing relationship management and project-based work. On the investment side, the firm tilts toward exchange-traded equities while maintaining a stated preference for fixed-income exposure. It does not emphasize ESG investing and is not positioned as a multistate or pension consultant. The firm also maintains an affiliation with an insurance company, which aligns with its use of annuities alongside other investment products.