PGW Financial

Overview

PGW Financial is a small, privately held limited liability company operating as an institutional registered investment adviser. The firm is owned by an individual and lists its primary client base as institutional, though its advisory services include portfolio management for individuals and small businesses as well as pension consulting. Compensation arrangements are flexible: the firm uses asset-based fees, hourly charges, and fixed-fee arrangements. Filings identify the firm as not being a capital allocator and not an active ESG investor. PGW Financial reports industry affiliations with insurance companies and pension consulting activities. It is not designated as a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives