PGI WEALTH MANAGEMENT

RIASEC RegisteredEst. 2020
Total AUM
$931M
Discretionary
$926M
100% of AUM
Avg account
$754K
Accounts
1,235
Employees
9
Advisory reps
9

Firm details

Headquarters
ALPHARETTA, Georgia
CRD number
297517
Registered since
November 13, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.68%
  • Individuals8.6%
  • Charitable Organizations4.73%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

PGI Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm is owner-operated and focuses on individual and family clients, offering fee-based financial planning and discretionary portfolio management for individuals and small businesses, plus pension consulting. Its revenue model combines AUM-based fees with fixed fees, and the firm also operates as an insurance broker and maintains an affiliation with an insurance company. PGI does not position itself as an active ESG investor and does not serve as a capital allocator for proprietary alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 16%, Derivatives 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds16%
  • Derivatives4%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Dustin Dorhout

    Chief Investment OfficerCRD 6695802

Contacts

3 of 8
  • KATIE WHITE

    Investment AdvisorCRD 3114760

  • DEAN JACKLITCH

    InvestorCRD 7303787

  • NICHOLAS MCELROY

    Investment Advisor RepresentativeCRD 6206273

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$139M in ETFs

Passive

29%

$40.6M

Active

60%

$98M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$10.3M32,2487.47%

Location

Primary office

ALPHARETTA, GA

FULTON

Location

ALPHARETTA, GA

Headquartered in ALPHARETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
13680 Highway 9 N
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth