PGI Wealth Management
Firm details
- Headquarters
- Alpharetta, Georgia
- CRD number
- 297517
- Registered since
- November 13, 2020
- Website
- pgiwealthmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.68%
- Individuals8.6%
- Charitable Organizations4.73%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
PGI Wealth Management LLC is an independent registered investment adviser that works primarily with individual and family clients. The firm is SEC-registered (registration effective 2020) and operates as both an adviser and an insurance broker. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation is structured through a mix of percentage-of-AUM fees and fixed fees. PGI notes a preference for equity exposure and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Public Funds/Mutual Funds16%
- Derivatives4%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$134M in ETFs
31%
$41M
58%
$93.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $11.4M | 30,369 | 8.46% |
Location
Alpharetta, GA
Fulton
Location
Alpharetta, GA
Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 13680 Highway 9 N
- Time zone
- ET (UTC-5)
- Office locations
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