GIBBS WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$1.1B
Discretionary
$1B
98% of AUM
Avg account
$199K
Accounts
5,357
Employees
147
Advisory reps
66

Firm details

Headquarters
ALPHARETTA, Georgia
CRD number
281621
Registered since
February 15, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals74.15%
  • HNWI24.06%
  • Pension & Profit Sharing Plans1.78%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Gibbs Wealth Management, LLC is an SEC-registered limited liability company that serves individual and family clients as a fee-based wealth manager. The firm acts as a capital allocator and provides discretionary portfolio management for individuals and small businesses, as well as the selection of third-party advisers. Its fee model is a percentage-of-AUM arrangement. Gibbs reports it is not an active ESG investor and lists an affiliation with an insurance company. The firm was registered with the SEC in 2022 and is owned by an individual. Filings identify equities as the preferred asset class and show a focus on exchange-traded instruments for portfolio construction.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Investment Grade Corp Bonds 12%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 4%, State & Local Bonds 1%77%
  • Exchange Traded Equities77%
  • Investment Grade Corp Bonds12%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Owners & executives

3 of 9
  • ROY RAY

    President, CEOCRD 6695154

  • DUSTIN MITCHELL

    Owner & CEOCRD 5338340

  • ANTHONY MONTENEGRO

    Chief Executive OfficerCRD 5727646

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Contacts

3 of 57
  • Mary Deutsch

    Investment Adviser RepresentativeCRD 8092945

  • EVAN ALLEN

    Financial AdvisorCRD 8041006

  • LAURA PESEK

    PresidentCRD 2382412

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 107

Active vs passive

$493M in ETFs

Passive

94%

$463M

Active

6%

$29.6M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$38.6M393,7537.82%

Location

Primary office

ALPHARETTA, GA

FULTON

Location

ALPHARETTA, GA

Headquartered in ALPHARETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3980 Old Milton Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth