Gibbs Wealth Management, LLC
Firm details
- Headquarters
- Alpharetta, Georgia
- CRD number
- 281621
- Registered since
- February 15, 2022
- Website
- gibbswealthria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals74.15%
- HNWI24.06%
- Pension & Profit Sharing Plans1.78%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Gibbs Wealth Management, LLC is a privately owned, SEC-registered advisory firm that provides portfolio management for individuals and small businesses and selects third‑party advisers when necessary. The firm operates as an LLC, is fee-based on a percentage of assets under management, and describes itself as a capital allocator focused on individual and family clients. Gibbs Wealth Management is not positioned as an ESG investor and does not present itself as a multi‑state adviser or a pension consultant. The advisory model blends discretionary portfolio management with the ability to bring in external managers, suggesting a mix of in‑house decisions and outsourced specialist allocations. The firm also lists an affiliation with an insurance company, indicating insurance products or relationships may be part of its client solutions or distribution network.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Investment Grade Corp Bonds12%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
3 of 10
Lisa Brumfield
Founder & CEOCRD 3247177
Susanne Naso
Chief Compliance OfficerCRD 4243529
Peter Dotson
Founder, CEOCRD 5483835
Contacts
3 of 59
Justin Mundt
Agency OwnerCRD 5652696
Ronald Litteral
Investment Advisor RepresentativeCRD 5762717
Gregory Babcock
OwnerCRD 5851629
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 107Active vs passive
$493M in ETFs
94%
$463M
6%
$29.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $38.6M | 393,753 | 7.82% |
Location
Alpharetta, GA
Fulton
Location
Alpharetta, GA
Headquartered in Alpharetta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Fulton
- Address
- 3980 Old Milton Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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