PGB SECURITIES LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
BEDMINSTER, New Jersey
CRD number
301472
Registered since
May 1, 2020

Firm profile

FINTRX

Overview

PGB Securities LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2020. FINTRX classifies the firm as an investment bank rather than as a capital allocator or traditional registered investment adviser. Ownership is reported as a combination of a domestic entity and an individual. The profile indicates limited disclosure about the firm's business model. It is not flagged as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser. FINTRX does not surface details on fee structures, advisory activities, client segments, or specific business lines, and the firm has not provided information about its external activities or affiliations.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MICHAEL FRASIER

    Chief Compliance OfficerCRD 3013598

Contacts

3 of 10
  • TIMOTHY O'BRIEN

    Registered RepresentativeCRD 6195841

  • MARC HIRSCHFIELD

    Registered RepresentativeCRD 4479868

  • CHRISTOPHER TOMAI

    Senior Managing DirectorCRD 5157017

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BEDMINSTER, NJ

SOMERSET

Location

BEDMINSTER, NJ

Headquartered in BEDMINSTER, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SOMERSET
Address
500 Hills Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth