PFG PRIVATE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$289M
Discretionary
$288M
100% of AUM
Avg account
$240K
Accounts
1,202
Employees
7
Advisory reps
7

Firm details

Headquarters
LUTZ, Florida
CRD number
282301
Registered since
May 4, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.31%
  • Individuals39.62%
  • Pension & Profit Sharing Plans2.99%
  • Charitable Organizations0.08%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

PFG Private Wealth Management, LLC is an independent registered investment adviser organized as an LLC and in operation since 2018. The firm serves both individual and family clients as well as institutional clients, offering comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational workshops. Its billing arrangements include asset-based fees as well as hourly and fixed-fee engagements, which suggests flexibility to accommodate both ongoing wealth management relationships and project-based advice. The firm does not characterize itself as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 15%, Public Funds/Mutual Funds 8%, Other 2%, Investment Grade Corp Bonds 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents15%
  • Public Funds/Mutual Funds8%
  • Other2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • JEFFREY PERRY

    President, CEOCRD 3109224

Contacts

3 of 6
  • ROBERT PERRY

    Chairman of the BoardCRD 1039834

  • JOAO TEIXEIRA

    Director of Financial PlanningCRD 5108172

  • ANDREW WHITTEN

    Financial AdvisorCRD 4548513

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$238M in ETFs

Passive

88%

$209M

Active

0%

$29.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$30.4M46,59712.78%

Location

Primary office

LUTZ, FL

HILLSBOROUGH

Location

LUTZ, FL

Headquartered in LUTZ, FL, in the South of the United States.

Region
South
County
HILLSBOROUGH
Address
18572 N Dale Mabry Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth