Dipaolo Financial Group, Inc.
Firm details
- Headquarters
- Lutz, Florida
- CRD number
- 309637
- Registered since
- May 13, 2025
- Website
- www.dipaolofinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.56%
- Individuals43.44%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Dipaolo Financial Group, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm focuses on serving individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee models include both percentage-of-AUM and fixed-fee arrangements. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Cash & Cash Equivalents11%
- Exchange Traded Equities7%
- Other1%
Owners & executives
2 of 2
Joseph Dipaolo
Chief Advisory OfficerCRD 5879175
Karen DiPaolo
CCO, COO, PrincipalCRD 7658941
Contacts
3 of 3
Khaled Hassan
Financial AdvisorCRD 7914666
Nicole Mitela
ParaplannerCRD 7172743
Anthony Dipaolo
Financial AdvisorCRD 7508988
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$144M in ETFs
91%
$131M
9%
$13M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $23.8M | 276,073 | 16.51% |
Location
Lutz, FL
Hillsborough
Location
Lutz, FL
Headquartered in Lutz, FL, in the South of the United States.
- Region
- South
- County
- Hillsborough
- Address
- 4635 Van Dyke Rd
- Time zone
- ET (UTC-5)
- Office locations
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