DIPAOLO FINANCIAL GROUP, INC.
Firm details
- Headquarters
- LUTZ, Florida
- CRD number
- 309637
- Registered since
- May 13, 2025
- Website
- www.dipaolofinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.56%
- Individuals43.44%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Dipaolo Financial Group, Inc. is an independent registered investment adviser that became SEC-registered in 2025 and is owned by an individual. The firm focuses on serving individual and family clients, delivering financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops. Its fee model blends percentage-of-AUM charges with fixed fees. The adviser reports working with professional affiliates including an accountant and an insurance company. It does not identify as an active ESG investor and is not positioned as a multi-state or pension consulting adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Cash & Cash Equivalents11%
- Exchange Traded Equities7%
- Other1%
Owners & executives
2 of 2JOSEPH DIPAOLO
Chief Advisory OfficerCRD 5879175
Karen DiPaolo
CCO, COO, PrincipalCRD 7658941
Contacts
3 of 3Khaled Hassan
Financial AdvisorCRD 7914666
Nicole Mitela
ParaplannerCRD 7172743
ANTHONY DIPAOLO
Financial AdvisorCRD 7508988
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$129M in ETFs
91%
$118M
9%
$11.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TAX-MANAGED FUNDS (VEA) | Vanguard | Passive | Foreign Large Blend | $21.1M | 329,996 | 16.37% |
Location
LUTZ, FL
HILLSBOROUGH
Location
LUTZ, FL
Headquartered in LUTZ, FL, in the South of the United States.
- Region
- South
- County
- HILLSBOROUGH
- Address
- 4635 Van Dyke Rd
- Time zone
- ET (UTC-5)
- Office locations
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