PETIX & BOTTE FINANCIAL
Firm details
- Headquarters
- LA MESA, California
- CRD number
- 170020
- Registered since
- May 5, 2014
- Website
- www.petixbotte.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.29%
- Individuals16.97%
- Pension & Profit Sharing Plans0.64%
- Corporations / Businesses0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Petix & Botte Financial is an independent, individually owned registered investment adviser that began SEC registration in 2014. The firm serves individuals and families and functions as a capital allocator, offering financial planning and portfolio management for individuals, small businesses and institutional clients. Its advisory services include pension consulting and the selection of other advisers. Fee arrangements available include a percentage of assets under management, hourly billing and fixed fees. Petix & Botte identifies as not being an active ESG investor and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities7%
- Cash & Cash Equivalents4%
- Other3%
- Non-Investment Grade Corp Bonds2%
Contacts
3 of 4ANDREW WILLIAMS
Financial PlannerCRD 5999669
PAUL BOTTE
Partner, Financial PlannerCRD 1305108
VICKIE PETIX-REICHERT
OwnerCRD 2072813
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$592M in ETFs
58%
$341M
25%
$250M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $47.9M | 625,904 | 8.10% |
Location
LA MESA, CA
SAN DIEGO
Location
LA MESA, CA
Headquartered in LA MESA, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 7777 Alvarado Rd
- Time zone
- PT (UTC-8)
- Office locations
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